Distribution of α-synuclein in the spinal cord and dorsal root ganglia in an autopsy cohort of elderly persons
© Sumikura et al. 2015
Received: 1 August 2015
Accepted: 7 September 2015
Published: 15 September 2015
Lewy body–related α-synucleinopathy (LBAS, the abnormal accumulation of pathologic α-synuclein) is found in the central and peripheral nervous systems, including the spinal cord, dorsal root ganglia, and sympathetic ganglia, of Parkinson’s disease patients. However, few studies have focused on the distribution of LBAS in the spinal cord, primary sensory neurons, and preganglionic sympathetic nerves.
We analyzed 265 consecutive subjects with LBAS who underwent autopsy at a general geriatric hospital. LBAS in the spinal cord was significantly associated with that in the lower brainstem regions that are directly connected to the spinal cord (i.e., the medullary reticular formation and locus ceruleus), but it was not associated with the olfactory bulb–amygdala system, which is not directly connected to the spinal cord, suggesting that the lower brainstem is a key structure regarding the spread of LBAS to the spinal cord. In the primary sensory neurons, most subjects with LBAS in the dorsal root ganglia had LBAS in the dorsal root, and all subjects with LBAS in the dorsal root also had LBAS in the dorsal horn, suggesting that LBAS spreads retrogradely from the axonal terminals of the dorsal horn to the somata of the dorsal root ganglia via the dorsal root. In the preganglionic sympathetic nerves, the LBAS in the sympathetic ganglia preceded that in the nucleus of the intermediolateral column of the thoracic cord, suggesting that LBAS spreads retrogradely through the preganglionic sympathetic nerves.
LBAS in the spinal cord was associated with the lower regions of the brainstem, but not with the olfactory bulb or amygdala. LBAS may spread centrifugally along the primary sensory neurons, whereas it may spread centripetally along the preganglionic sympathetic nerves.
Lewy bodies, neurites and dots are aggregates composed mainly of α-synuclein and are pathological hallmarks of Lewy body diseases, which include Parkinson’s disease and dementia with Lewy bodies . In patients with Lewy body disease, these aggregates are found not only in the brain, but also in the spinal cord, sympathetic ganglia, and cardiac plexuses [2–4]. Recent studies have shown that pathologic α-synuclein may propagate from one cell to another and spread to different interconnected brain regions [5–15]. Lewy body–related α-synucleinopathy (LBAS, the abnormal accumulation of pathologic α-synuclein) in the brain spreads in a sequential, predictable fashion, that is, it spreads rostrally from the brainstem in a process described by the Braak hypothesis [16, 17]. In addition to this brainstem-ascending pathway, an alternative pathway, the olfactory bulb–amygdala pathway, has been reported to be present in up to 30 % of cases of Lewy body disease [18, 19].
LBAS in the spinal cord may begin to develop in specific regions such as the dorsal horn, intermediolateral column of the thoracic cord (Th-IML), and intermediolateral column of the sacral cord (Sa-IML) . So far, studies investigating LBAS in the spinal cord have only examined subjects in which the spread of LBAS was following the brainstem-ascending pathway of LBAS and not the olfactory bulb–amygdala pathway [20–22].
Anatomical studies have revealed that, unlike the olfactory bulb and the amygdala, the lower brainstem nuclei, including the medullary reticular formation, locus ceruleus, and raphe nucleus, are directly connected to the spinal gray matter via projecting neurons [23–26]. Little is known about whether the spread of LBAS to the spinal cord is different in patients in whom the LBAS is spreading following the brainstem-ascending pathway compared with those in which it is spreading following the olfactory bulb–amygdala pathway. Similarly, the distribution of LBAS in the primary sensory neurons, whose cell bodies are located within the dorsal root ganglia (DRG) and axons extend into the dorsal horn via the dorsal root, is yet to be fully examined.
The sympathetic ganglia, which are innervated by the nucleus of the Th-IML, are known to be where LBAS manifests in the early phase of the disease process . However the association between LBAS in the sympathetic ganglia and that in the Th-IML is yet to be fully elucidated.
According to the hypothesis described by Braak and colleagues , the dorsal motor nucleus of the vagus is one of the first regions in which LBAS develops, suggesting that the pathological process of Lewy body diseases may begin in the gut. The preganglionic parasympathetic nerves that innervate the gut are comprised of axons whose cell bodies are located within the nucleus of the Sa-IML; however, it is not yet fully understood whether the Sa-IML is also one of the primary sites in the spinal cord where LBAS begins to develop.
In the present study, we investigated the distribution of LBAS in the spinal cord, primary sensory neurons, and preganglionic sympathetic nerves in a consecutive autopsy series of elderly subjects.
Materials and methods
Samples of brain and spinal cord were collected from 796 consecutive full autopsies of elderly persons conducted in our institution between January 2003 and July 2013. Paraffin sections of the lumbosacral cord, thoracic cord, medulla, pons, midbrain, olfactory bulb, amygdala, hippocampus, cervicothoracic level of the sympathetic ganglia, heart, esophagus, and brachial skin were prepared and subjected to immunohistochemical analyses. Of the 796 subjects examined, 265 had LBAS in at least one of the anatomical regions examined.
Next, paraffin sections of the cervical cord, lumbosacral level of the DRG, and sites stipulated in the third report of the Dementia with Lewy Bodies Consortium  were analyzed as described below. C8, Th8, L2, L5, S1, and S2 were evaluated as representative levels of the spinal cord.
Neuropathological diagnoses were based on the third report of the Dementia with Lewy Bodies Consortium , our institute’s original criteria , Braak staging of β-amyloid and neurofibrillary tangle formation , Consortium to Establish a Registry for Alzheimer’s Disease , Thal phase evaluation , and argyrophilic grain staging .
The relatives’ informed consent was obtained from all subjects. Our Brain Bank for Aging Research was approved by the ethics committee of Tokyo Metropolitan Geriatric Hospital (No. 16).
Presence of LBAS in the spinal cord versus that in the brain (n = 265).
Presence of LBAS in the spinal cord versus that in the (both n = 265).
Presence of LBAS in the S2 dorsal horn versus that in specific regions of the brainstem (medullary reticular formation or locus ceruleus; n = 261, 260, respectively) or that in the amygdala (n = 261). The S2 dorsal horn was selected as the representative site of the spinal cord because lower level of spinal cord usually contains the greatest amount of LBAS deposits [3, 20].
Distribution of LBAS in the primary sensory neurons at the S2, S1, L5, and L2 levels (n = 261, 46, 261, and 225, respectively).
Presence of LBAS in the Th-IML versus that in the sympathetic ganglia (n = 222).
Comparison of LBAS density in four different regions of the spinal cord: dorsal horn (Rexed lamina I–VI, n = 256), ventral horn (Rexed lamina VIII–IX, n = 258), intermediate zone (Rexed lamina VII and X, n = 258), and large motor neurons in the ventral horn (n = 255). Identification of large motor neurons was based on morphological features, including large, multipolar cell bodies containing large Nissl bodies.
Confirmation of the presence of LBAS in the Sa-IML (n = 261).
At the time of autopsy, half of the brain was preserved at −80 °C, and the other half was fixed in 20 % neutral-buffered formalin (WAKO, Osaka, Japan) for 7–13 days and then sectioned. Representative areas of the brain and spinal cord were embedded in paraffin and cut serially into 6-μm–thick sections. For autopsies conducted prior to April 2011, spinal cords were fixed by using 20 % formalin (226 of 265 subjects with LBAS), whereas spinal cords sampled from April 2011 (39 of 265 subjects with LBAS) and peripheral organs were fixed in 4 % paraformaldehyde in 0.1 M phosphate buffer (pH 7.4) for 48 h. Sections were pretreated with 98 % formic acid for 5 min. For immunohistochemical analysis, we used a phosphorylation dependent anti-α-synuclein monoclonal antibody (pSyn#64; donated by Dr. Iwatsubo, University of Tokyo), which recognizes Ser129. Sections were processed with a Ventana Discovery automatic immunostainer (Roche, Basel, Switzerland). The diameters of the α-synuclein immunoreactive structures were measured visually under a light microscope (Nikon ECLIPSE 80i) with the operator blinded to the clinical and pathological diagnoses.
Semi-quantitative analysis of LBAS
The degree (density score) of LBAS in the spinal cord, dorsal root, DRG, and sympathetic ganglia was semi-quantitatively graded under a low-power microscopic field (×10) as follows: 0, absent; 1, slight (only thin neurites or small dots less than 12.5 μm in diameter); 2, mild (1–2 intraneuronal cytoplasmic bodies [ICBs] or neurites or dots greater than 12.5 μm in diameter [larger neurites]); 3, moderate (3–5 ICBs or larger neurites); 4, severe (6 or more ICBs or larger neurites). Larger neurites or dots with a diameter greater than 12.5 μm were quantitatively considered to be equivalent to ICBs.
The degree (density score) of LBAS in the brain was based on the third report of the Dementia with Lewy Bodies Consortium  as follows: 0, absent; 1, only neurites; 2, 1–3 ICBs; 3, more than 4 ICBs; 4, numerous ICBs filled with extensive immunoreactivity in the neuropil.
Statistical analyzes were performed with the PASW Statistics 18 software (SPSS Japan, Inc.). For multiple comparisons, the Friedman’s chi-square test was used, followed by the Wilcoxon t-test with Bonferroni correction as a post-hoc analysis. Correlations between regions were assessed with Spearman’s correlation analysis. The McNemar test was used to test the difference between paired proportions. P < 0.05 was considered statistically significant.
LBAS in the spinal cord versus in the brain
An additional file shows the clinicopathological characteristics of the 265 subjects who had LBAS in at least one of the sampled anatomical regions [see Additional file 1: Table S1].
Number of subjects with LBAS in the spinal cord or brain, or both
LBAS in brain
LBAS in spinal cord
LBAS in the spinal cord versus in the brainstem or olfactory bulb plus amygdala
Number of subjects with LBAS in the spinal cord or brainstem, or both
LBAS in spinal cord
LBAS in brainstem
Number of subjects with LBAS in the spinal cord or olfactory bulb plus amygdala
LBAS in spinal cord
LBAS in olfactory bulb plus amygdala
Of the 16 subjects with LBAS in the brainstem but neither in the olfactory bulb nor amygdala, 12 (75 %) had LBAS in the spinal cord. In contrast, subjects with LBAS in the olfactory bulb and amygdala but not in the brainstem (n = 51) invariably failed to show LBAS in the spinal cord.
LBAS density score in the S2 dorsal horn versus in the medullary reticular formation, locus ceruleus, or amygdala
Spearman’s rank correlation coefficient of the comparison between the LBAS density scores for the S2 dorsal horn and the amygdala (rs = 0.602) was lower than that for the comparison between the LBAS density scores for the S2 dorsal horn and the medullary reticular formation (rs = 0.867) or locus ceruleus (rs = 0.825) (Fig. 1c). Most subjects with LBAS in the medullary reticular formation or locus ceruleus (Fig. 1c, open circles) had LBAS in the S2 dorsal horn. In contrast, subjects lacking LBAS in the medullary reticular formation and locus ceruleus (Fig. 1c, closed triangles) failed to show LBAS in the S2 dorsal horn.
Histology of LBAS in the primary sensory neurons
Distribution of LBAS in the primary sensory neurons
Distribution of LBAS in primary sensory neurons
S2 (n = 261)
S1 (n = 46)
L5 (n = 261)
L2 (n = 225)
LBAS in the sympathetic ganglia and Th-IML
Of 222 subjects whom both the sympathetic ganglia and Th-IML were sampled, 12 (5.4 %) had LBAS in the sympathetic ganglia, even in the absence of LBAS in the whole brain. Of these 12 subjects, three had LBAS in the Th-IML. Of these three subjects, one had LBAS only in the Th-IML and not in any other region of the spinal cord.
Intersegmental comparison of LBAS density in the spinal cord
LBAS in large motor neurons
In the ventral horn, not only Lewy neurites, but also LBAS in the cell soma of the large motor neurons was observed (Fig. 2h–j). In symptomatic subjects (Parkinson’s disease and dementia with Lewy bodies) (n = 55) only, the frequency of ICBs in the large motor neurons was 27.3, 21.8, 23.6 and 63.6 % in C8, Th8, L5, and S2, respectively (Additional file 2: Figure S1).
LBAS in the Sa-IML
Of 261 subjects examined, no subject had LBAS that was limited to the Sa-IML. Those with LBAS in the Sa-IML also had LBAS in other sites of the spinal cord.
In the present study, we examined the distribution of LBAS in the spinal cord, primary sensory neurons, and preganglionic sympathetic nerves in a consecutive series of elderly autopsy subjects. Our results suggest that 1) the presence of LBAS in specific regions of the lower brainstem (i.e., the medullary reticular formation and locus ceruleus) is strongly correlated with the presence of LBAS in the spinal cord, whereas the presence of LBAS in the spinal cord is independent of the presence of LBAS in the olfactory bulb and amygdala; 2) LBAS propagates retrogradely from the dorsal horn to the DRG through the dorsal root; 3) LBAS propagates retrogradely from the sympathetic ganglia to the Th-IML; and 4) LBAS in the spinal cord predominantly accumulates at the caudal level.
Association between LBAS in the spinal cord and that in the brainstem or amygdala
LBAS in primary sensory neurons and preganglionic sympathetic nerves
The present study is the first to evaluate how LBAS spreads in primary sensory neurons. The dorsal root is composed of axons derived from the DRG. LBAS primarily develops in the dorsal horn and then spreads to the DRG though the dorsal root (i.e., central-to-peripheral spreading) (Fig. 5b).
Regarding the preganglionic sympathetic nerves, the sympathetic ganglia may be one of the starting points for LBAS development, and LBAS may propagate from the sympathetic ganglia to the Th-IML (i.e., peripheral-to-central spreading) (Fig. 5c).
Our results suggest that LBAS spreads retrogradely through the primary sensory neurons and preganglionic sympathetic nerves, which is plausible because the axonal development of LBAS precedes perikaryal aggregation [35–39]. Indeed, LBAS has already been shown to spread retrogradely in cardiac postganglionic sympathetic nerves (Fig. 5§) . Recent in vivo studies have revealed that LBAS also spreads retrogradely along the vagus nerve from the gut , and along the dopaminergic neurons in the nigrostriatal system . In the olfactory nervous system, LBAS spreads both anterogradely (Fig. 5¶) and retrogradely from the periphery of the olfactory bulb to interconnected regions [16, 18, 33, 42]. Whether retrograde spread alone explains the Lewy body disease process needs to be further examined.
Caudo–rostral gradient in the spinal cord
The amount of LBAS in the spinal gray matter showed a caudo–rostral gradient, which is consistent with previous descriptions [3, 20, 22]. The precise reason for this gradient is unclear, but may well be ascribed to 1) a selective caudo–rostral vulnerability to pathologic α-synuclein accumulation, or 2) the sacral segment having a higher amount of endogenous α-synuclein. Lewy neurites may play a direct role in peripheral nerve damage [43–45]. Parkinson’s disease patients often suffer from limb pain, especially in the lower limbs, which is localized to the anatomical territory of a peripheral nerve or nerve root [46–49]. The development of LBAS in primary sensory neurons and the development of the caudo-rostral gradient may be associated with sensory disorders in Parkinson’s disease patients.
LBAS in large motor neurons
LBAS in the large motor neurons preferentially accumulated at the lower level of the spinal cord. Recent studies indicate the subclinical denervation especially in the lower limbs in Parkinson’s disease [50, 51]. It remains unclear whether LBAS propagates anterogradely or retrogradely in large motor neurons. One experimental study has shown retrograde spread of LBAS into the spinal cord via the peripheral nerves in transgenic mice who received intramuscular injection of pathogenic α-synuclein .
LBAS in Sa-IML
Given the early development of gastrointestinal abnormalities in Lewy body disease [53–56], we hypothesized that the Sa-IML would be one of the initial sites where LBAS develops through the preganglionic parasympathetic nerves from pelvic organs such as the descending colon or rectum (Fig. 5d) [15, 57]. However, we did not find any subject harboring LBAS exclusively in the Sa-IML. One reason for this may be that the S2 level we examined contains fewer neurons than the S3–5 levels, which reduced the potential for detecting LBAS in the Sa-IML. Further, investigation of both the pelvic organs and Sa-IML will be important to clarify whether an alternative pattern of LBAS propagation, in which LBAS originates in the Sa-IML before spreading to the entire spinal cord, exists or not.
The findings of the present neuropathological examination should be interpreted with caution because these results do not mean that LBAS in the spinal cord always originates from outside the spinal cord. Some LBAS in the spinal cord may be derived from single or multiple sites within the spinal cord. Furthermore, the study cohort included only elderly subjects and therefore the results may not be generalizable to younger populations. Our neuropathological assessment did not allow us to see the actual process of LBAS propagation within a neuron; therefore, clinicopathological studies are required to establish a causal relationship between LBAS and peripheral nerve disorders in Lewy body diseases.
LBAS in the spinal cord was associated with the lower regions of the brainstem but was not associated with the olfactory bulb and amygdala. LBAS may spread centrifugally along the primary sensory neurons, whereas it may spread centripetally along the preganglionic sympathetic nerves. Further study of the progressive spread of LBAS in connected neuronal systems will assist in clarifying the precise progression of the Lewy body diseases.
Availability of supporting data
The data sets supporting the results of this article are included within the article and its additional files.
The authors thank Dr. Takeshi Iwatsubo (Department of Neuropathology, University of Tokyo, Tokyo, Japan) for donating the antibodies used in the immunohistochemical analysis. We also thank Dr. Kinuko Suzuki for her helpful discussions and comments, and Naoo Aikyo, Mieko Harada, Yuki Kimura, and Nobuko Naoi for preparing the sections.
This study was supported in part by Grant- is Aid for the Specific Disease Treatment Research Program of Prion Disease (SM), the Innovative Development in the Treatment of Protein Propagation Scheme (SM), the Research on Policy Planning and Evaluation for Rare and Intractable Diseases (SM), Research Committee of Prion Disease and Slow Virus Infection, Research on Policy Planning and Evaluation for Rare and Intractable Diseases (MT) of the Health and Labour Sciences Research Grants from the Ministry of Health, Labour and Welfare, Japan; the Grant in Aid for Geriatric Research from the National Center of Geriatric and Gerontology (SM); and Grant-in-Aid for Scientific Research (C) (26430060) (MT), Grant-in-Aid for Scientific Research (B) (24300133) (SM and YS) and Grants-in-Aid for Scientific Research on Innovative Areas (Comprehensive Brain Science Network, 221S0003) (SM, MT and YS), the Ministry of Education, Sports, Science and Technology, Japan.
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